The company successfully completed the internal control evaluation for the year 2021.
2022-03-01
According to the internal control standard system of the enterprise, combined with the company's internal control system and evaluation methods, the company recently evaluated the effectiveness of internal control for the year 2021 based on daily supervision and special supervision of internal control.
The scope of the internal control evaluation covers various businesses and matters of the company. Based on a risk-oriented approach and adhering to the principles of comprehensiveness, significance, and objectivity, the internal control audit working group conducted phased tracking evaluations of six major matters and high-risk businesses in 2021, including procurement management, contract seal management, sales management, asset management, fund management, and research and development management. The evaluation was conducted in two rounds: mid-year and year-end tests. This year's self-assessment tests identified two issues, all of which have been rectified.
In 2021, the company's internal control audit working group continued to carry out internal control audits focusing on the execution of systems and processes, management effectiveness, and departmental performance. In conjunction with the construction of the WOS standard process system, a maturity evaluation of one system or process is conducted monthly, resulting in the formulation of eight improvement plans. By examining the standardization and execution of systems and processes, the effectiveness and compliance of system and process execution have been strengthened, while further enhancing the information coverage of systems and processes.
In accordance with the basic standards, evaluation guidelines, and other relevant laws and regulations, the company evaluates the effectiveness of the design and operation of internal controls through multi-level and multi-round controls, including internal control self-assessments, internal control audit spot checks, and external audits. This strengthens the control of key control points in various business operations and related positions, allowing for timely identification of issues, formulation of rectification measures, and a firm commitment to preventing and resolving potential risks, thereby supporting the company's high-quality, healthy, and sustainable development.
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